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S5137Senate2017-2018 SessionSame asA5815

License Elevator Work Statewide

Official title

“Requires the licensing of persons engaged in the design, construction, inspection, maintenance, alteration and repair of elevators”

Sponsor Diane J. SavinoSD-23+50 co-sponsorsAffects Finance
Status
In Senate Committee
Finance
Impact
8/10
Significant
Passage
0%

Bill progress

Step 2 of 7

In committee · Finance

What's happening

This bill requires state licensing, training, and regulation for those designing, constructing, inspecting, and maintaining elevators and automated people-moving devices in New York.

Why it matters

  1. Public Safety and Professionalization. By requiring state licenses and standardized training for elevator-related work, the bill aims to reduce accidents and injuries caused by improper installation or maintenance, raising the bar for technical competence and accountability across the industry.

  2. Uniform Standards Across NY. The new requirements override inconsistent local laws, creating a baseline of safety and credentialing throughout New York State, but still allow localities to enact stricter rules if desired—ensuring a minimum level of safety everywhere.

  3. Consumer Protections and Transparency. Building owners and the public will benefit from clearer lines of responsibility, with licensed professionals required to display certificates, undergo inspections, and adhere to continuing education—making it easier to verify qualifications and hold contractors accountable for substandard work.

  4. Industry Oversight and Evolution. The creation of the New York State Elevator Safety and Standards Board brings ongoing expert input into rulemaking, enforcement, and fee schedules, helping the regulatory framework adapt to new technologies and ensuring stakeholder representation (including labor, business, and public officials) in safety decisions.

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Who cares

Headline styles

License Elevator Work Statewide

Plain English, a few words. Used as the page title.

Sponsors

History

  1. Reported and committed to finance
  2. Referred to labor
  3. Reported and committed to finance
  4. Print number 5137a
  5. Amend and recommit to labor
  6. Referred to labor

Companion bill

The same bill in the other chamber. A bill becomes law when one version passes both houses and the governor signs it, so either number can carry it.

A5815Assembly

License Elevator Workers

In Senate Committee · Labor · Sponsor Michele Titus

Impact 8 · Significant0% to pass

Full text

13 pagesUnderlined is new[Struck] is removedOfficial text on nysenate.gov ↗

STATE OF NEW YORK

5137--A

2017-2018 Regular Sessions

IN SENATE

March 9, 2017

Introduced by Sens. SAVINO, BONACIC, ADDABBO, AKSHAR, ALCANTARA, AVELLA, BAILEY, BROOKS, CARLUCCI, DILAN, FUNKE, GALLIVAN, GRIFFO, HAMILTON, HELMING, HOYLMAN, JACOBS, KAMINSKY, KENNEDY, KRUEGER, LANZA, LATIMER, LITTLE, MURPHY, ORTT, PERALTA, RITCHIE, ROBACH, SANDERS, VALESKY -read twice and ordered printed, and when printed to be committed to the Committee on Labor -- committee discharged, bill amended, ordered reprinted as amended and recommitted to said committee

AN ACT to amend the labor law and the state finance law, in relation to requiring the licensing of persons engaged in the design, construction, inspection, maintenance, alteration, and repair of elevators and other automated people moving devices

The People of the State of New York, represented in Senate and Assembly, do enact as follows:

Section 1. The labor law is amended by adding a new article 33 to read as follows:

ARTICLE 33

ELEVATORS AND OTHER CONVEYANCES; LICENSING Section 950. Legislative findings and declaration.

951. Application.

952. Definitions.

953. Licensing, permit, registration and compliance require-

ments.

954. License and permit procedure.

955. Qualifications, training and continuing education.

956. Powers of the commissioner.

957. New York state elevator safety and standards board.

958. Exempt persons.

§ 950. Legislative findings and declaration. The legislature hereby finds that the use of unsafe and defective elevators and other automated people moving conveyances may expose the public to unsafe conditions and increase the risk of injury. The legislature finds that improper design,

EXPLANATION--Matter in italics (underscored) is new; matter in brackets

[ ] is old law to be omitted.

LBD01705-06-7

S. 5137--A 2

construction, maintenance and repair of such conveyances is preventable by requiring proper training of persons employed to perform work on elevators and other automated people moving conveyances and by requiring the licensing of contractors and the certification of individuals involved in elevator and other automated people moving conveyances projects.

Nothing in this article is intended to create, expand, diminish, limit, impair, or supersede any rights under current law, rule, or regulation, or resulting from a determination of a court or the national labor relations board with regard to building trades and the work of such building trade. Nor is it intended to abrogate any rights or duties under any contract with regard to building trades and the work of such building trade.

§ 951. Application. 1. The design, construction, erection, installation, inspection, testing, maintenance, alteration, service, and repair of the following equipment are covered by this article:

(a) hoisting and lowering mechanisms equipped with a car or platform which moves between two or more landings. This equipment includes, but is not limited to elevators, platform lifts and stairway chair lifts;

(b) power driven stairways and walkways for carrying persons between landings. This equipment includes, but is not limited to, escalators and moving walks;

(c) hoisting and lowering mechanisms equipped with a car, which serves two or more landings and is restricted to the carrying of material by its limited size or limited access to the car. This equipment includes, but is not limited to, dumbwaiters, material lifts, and dumbwaiters with automatic transfer devices as defined in section nine hundred fifty-two of this article; and

(d) automatic guided transit vehicles on guideways with an exclusive right of way. This equipments includes, but is not limited to, automated people movers.

2. The following equipment is not covered by this article:

(a) material hoists;

(b) manlifts;

(c) mobile scaffolds, towers, and platforms;

(d) powered platforms and equipment for exterior and interior maintenance;

(e) conveyor and related equipment;

(f) cranes, derricks, hoists, hooks, jacks and slings;

(g) industrial trucks;

(h) portable equipment, except for portable escalators;

(i) tiering and piling machines used to move materials to and from storage located and operating entirely within one story;

(j) equipment for feeding or positioning materials including, but not limited to, machine tools and printing presses;

(k) skip or furnace hoists;

(l) wharf ramps;

(m) railroad car lifts or dumpers;

(n) line jacks, false cars, shafters, moving platforms and similar equipment used for installing an elevator by a contractor licensed in this state.

3. The licensing, permitting and certification provisions of this article shall not apply to the owners or lessees of private residences who design, erect, construct, install, alter, repair, service or maintain conveyances that are located or will be located in such owner or lessee's private residence. However, any person hired to design, erect,

S. 5137--A 3

construct, install, alter, repair, service, maintain, or perform any other work related to such conveyances must comply with the provisions of this article.

4. No license shall be required for the removal or dismantling of conveyances.

5. The provisions of this article and the rules adopted pursuant thereto shall be the minimum standard required and shall supersede any special law or local ordinance inconsistent therewith, and no local ordinance inconsistent therewith shall be adopted, but nothing herein contained shall prevent the enactment by local law or ordinance of additional requirements and restrictions.

§ 952. Definitions. As used in this article, the following terms shall have the following definitions:

1. "Automated people mover" means a guided transit mode with fully automated operation, featuring vehicles that operate on guideways with exclusive right-of-way.

2. "Board" means the New York state elevator safety and standards board established by section nine hundred fifty-seven of this article.

3. "Certificate of operation" means a document issued by the commissioner that indicates that the elevator or related conveyance has had the required safety inspection and tests and that the fees required by this article have been paid.

4. "Temporary certificate of operation" means a document issued by the commissioner which permits the temporary use of a non-compliant elevator or related conveyance by the general public for a limited time, not to exceed thirty days, while minor repairs are being completed.

5. "Conveyance" means any elevator, dumbwaiter, escalator, moving sidewalk, platform lifts, stairway chairlifts and automated people movers.

6. "Dormant elevator, dumbwaiter, or escalator" means an installation placed out of service under the following circumstances: (a) when an installation's power has been disconnected and (i) when an electric elevator, dumbwaiter, or material lift whose suspension ropes have been removed, whose car and counterweight rest at the bottom of the hoistway, and whose hoistway doors have been permanently barricaded or sealed in the closed position on the hoistway side; or (ii) a hydraulic elevator, dumbwaiter, or material lift whose car rests at the bottom of the hoistway and whose doors are permanently barricaded or sealed; or (iii) an escalator or moving walk whose entrances have been permanently barricaded; or (b) as determined by state or local law, code, rule, or regulations.

7. "Elevator" means a hoisting and lowering mechanism, equipped with a car, that moves within guides and serves two or more landings.

8. "Elevator contractor" means, a public corporation, or instrumentality of a public corporation, self-employed person, company, unincorporated association, firm, partnership, limited liability company, corporation, or any other entity, or any owner or operator of any of the foregoing entities, who possesses an elevator contractor's license in accordance with the provisions of sections nine hundred fifty-three and nine hundred fifty-four of this article and is engaged in the business of designing, erecting, constructing, installing, altering, repairing, servicing or maintaining elevators or other automated people moving conveyances covered by this article.

9. "Elevator helper/apprentice/assistant mechanic" means any person who works under the general direction of a licensed elevator mechanic.

S. 5137--A 4

10. "Elevator inspector" means any person who possesses an elevator inspector's license in accordance with the provisions of this article.

11. "Elevator mechanic" means any person who possesses an elevator mechanic's license in accordance with the provisions of this article.

12. "Escalator" means power-driven, inclined, continuous stairway used for raising or lowering passengers.

13. "Existing installation" means an installation that has been completed or is under construction prior to the effective date of this article.

14. "License" means a license duly issued by the commissioner, authorizing the design, erection, construction, installation, alteration, repair, service, maintenance, or inspection of elevators or other conveyances covered by this article.

15. "Elevator contractor's license" means a license which entitles the holder thereof to engage in the business of designing, erecting, constructing, installing, altering, repairing, servicing or maintaining conveyances covered by this article.

16. "Elevator inspector's license" means a license which entitles the holder thereof to engage in the business of inspecting or testing conveyances covered by this article.

17. "Elevator mechanic's license" means a license which entitles the holder thereof to install, construct, alter, service, repair, test, maintain, and perform work on conveyances or other automated people movers covered by this article.

18. "Moving walk/sidewalk" means a type of passenger-carrying device on which passengers stand or walk, and in which the passenger-carrying surface remains parallel to its direction of motion and is uninterrupted.

19. "Permit" means a document issued by the commissioner prior to the commencement of work that permits a conveyance to be erected, constructed, installed, or altered under plans approved by the commissioner pursuant to this article.

20. "Person" means any natural person.

21. "Private residence" means a separate dwelling or a separate apartment in a multiple dwelling, which is occupied by members of a single family unit.

22. "Repair" means reconditioning or renewal of parts, components, and/or subsystems necessary to keep equipment in compliance with applicable code requirements.

23. "Alteration" means any change to equipment, including its parts, components, and/or subsystems, other than maintenance, repair, or replacement, but shall not include the professional services of engineering or architecture as defined in sections seventy-two hundred one and seventy-three hundred one of the education law.

24. "Design" means the act or process of planning the repair, alteration or construction of any conveyance, but shall not include the professional services of engineering or architecture as defined in sections seventy-two hundred one and seventy-three hundred one of the education law.

25. "Construction" means the act or process of constructing any conveyance.

26. "Inspection" means a critical examination, observation or evaluation of quality and code compliance of any conveyance.

27. "Testing" means a process or trial of operation of any conveyance.

28. "Maintenance" means a process of routine examination, lubrication, cleaning, and adjustment of parts, components, and/or subsystems for the

S. 5137--A 5

purpose of ensuring performance in accordance with any applicable code requirements.

29. "Service or servicing" means a service call or other unscheduled visit, not including routine maintenance or a repair, from a licensed elevator mechanic to troubleshoot, adjust or repair an improperly functioning or an otherwise shut down conveyance.

30. "Temporarily dormant elevator, dumbwaiter, or escalator" means an installation temporarily placed out of service under the following circumstances: (a) (i) when such installation's power supply has been disconnected; and (ii) the car is parked and any doors are closed and latched; and (iii) a wire seal is installed on the mainline disconnect switch by a licensed elevator inspector; or (b) as determined by state or local law, code, rule, or regulation.

31. "Erect" means to vertically construct or connect any conveyance or part or system thereof.

32. "Installation" means to place or fix any conveyance or part or system thereof, in position for operation.

Temporarily dormant installations shall not be used until such installation has been restored to a safe running order and is in condition suitable for use in accordance with all applicable laws, codes, rules and regulations. Such temporarily dormant installation shall be subject to continued inspections for the duration of the "temporarily dormant" status by a licensed elevator inspector. Such inspector shall file a report with the commissioner describing the conditions of such temporarily dormant installation. The report shall be filed annually or more or less frequent as determined by the commissioner. "Temporarily dormant" status shall be renewable on an annual basis, but shall not exceed a five-year period.

No person shall remove the wire seal and padlock for any purpose without the express permission of the elevator inspector.

§ 953. Licensing, permit, registration and compliance requirements. 1. Except as otherwise provided for in subdivisions three and four of section nine hundred fifty-one of this article, it shall be a violation of this article for any elevator contractor to design, erect, construct, install, alter, replace, service, or maintain, any conveyance contained within buildings or structures in this state unless such elevator contractor holds an elevator contractor's license.

Reflowed for reading: line numbers and page breaks removed. Cite the official text.

Sponsor's memo

Title of bill

An act to amend the labor law and the state finance law, in relation to requiring the licensing of persons engaged in the design, construction, inspection, maintenance, alteration, and repair of elevators and other automated people moving devices

Purpose

To reduce unsafe elevator hazards by requiring proper training of persons employed to design, construct, inspect, maintain, alter and repair elevators and other automated people moving conveyances and requiring the licensing of individuals involved in elevator projects.

Summary of provisions

Section 1: Amends the Labor Law by adding a new article 33: ELEVATORS AND OTHER CONVEYANCES; LICENSING which consists of sections 950-958.

Read the full memo (1,198 words)

Section 950: Legislative findings and declaration.

Section 951: Application. Describes the types of equipment covered under this article.

Section 952: Definitions. Defines the terms used in this article.

Section 953: Licensing, permit, registration and compliance requirements. Requires licenses and permits to engage in the erection, construction, alteration, replacement, or maintenance of an elevator.

Section 954: License and permit procedure. All applications for elevator contractor's, elevator mechanic's, and elevator inspector's licenses and required permits shall be submitted in writing on forms furnished by the Commissioner of Labor and shall contain such information as the Commissioner may require.

Section 955: Qualifications, training and continuing education. Provides for necessary qualifications, training and continuing education of those engaged in the erection, construction, alteration, replacement, or maintenance of an elevator.

Applicants for an elevator mechanic's license must demonstrate one of the following qualifications: (A) an acceptable combination of documented experience and education credits consisting of (1) not less than four year's work experience in the construction, maintenance and service repair of elevators, as verified by current and previous employers and (2) satisfactory completion of a written examination administered by the Commissioner on the most recent national, state, and local conveyances codes and standards; or (B) acceptable proof that he or she has worked on elevator construction, maintenance or repair with direct and immediate supervision in this state for a period of not less than four years immediately prior to the effective date of this article provided that such applicant shall file their application within one year of the effective date of this article; or (C) a certificate of successful completion and successfully passing the mechanic examination of a nationally recognized training program for the elevator industry including, but not limited to, the national elevator industry educational program or its equivalent; or (D) a certificate of successful completion of the Joint Apprentice and Training Committee of the Elevator Industry of Local 3, IBEW, EE Division Training Program or an apprenticeship program for elevator mechanics having standards substantially equal to those of this chapter and registered with the bureau of apprenticeship and training, U.S. Department of Labor or a state apprenticeship council; or (E) are licensed in a state with the same or greater licensing requirements, which grants reciprocity to licensees from New York. Applicants for an elevator contractor's license must demonstrate to the Commissioner that such elevator contractor employs licensed elevator mechanics and have proof of compliance with insurance requirements.

Applicants for an elevator inspector's license must demonstrate to the satisfaction of the Commissioner that such applicant meets or exceeds the current national standards for elevator inspectors.

Additionally, the renewal of all licenses shall be conditioned upon the completion of continuing education.

Section 956: Powers of the commissioner. The Commissioner shall have the authority to inspect, or cause to be inspected, ongoing or completed conveyances projects, issue notices of violations, suspend or revoke licenses or permits, or impose penalties for non-compliance with the provisions of this article. Additionally, the Commissioner shall promulgate such rules and regulations as he or she deems necessary and proper to effectuate the purposes and provisions of this article and otherwise make appropriate orders with respect to the repair and construction of elevators.

Section 957: New York State elevator safety and standards board. Creates the New York State Elevator Safety and Standards Board which will consist of nine (9) members of which three (3) each are appointed by the Governor, Speaker of the Assembly and Temporary President of the Senate.

Section 958: Exempt persons. Provides that this article shall not be construed to apply to the practice, conduct, activities, or services by a person licensed to practice architecture or engineering.

Section 2: Amends the State Finance Law by adding a new section 97-1111 which creates the Elevator and related conveyances safety program account and provides that the account shall be utilized to implement the provisions of this law.

Section 3: Effective date.

Justification

The use of unsafe and defective elevators and other automated people moving conveyances expose employees and the public to unsafe conditions and create substantial likelihood of serious injury. The improper and uninformed manner in which some contractors and their employees design, construct, inspect, maintain, alter and repair such conveyances creates an unnecessary, and preventable, health and safety risk to employees and the public. In New York, one of the most notable instances of an elevator death is that of Suzanne Hart, a Manhattan advertising executive, in 2011. Suzanne was crushed when she tried to walk onto the elevator at her place of work and it suddenly shot upward, killing her instantly.

Even more recently, there have been multiple deaths and injuries related to elevator malfunctions. In Mount Vernon, NY, a 12-year-old boy was injured after falling into an elevator shaft when the closed elevator doors gave out under his weight. In Schenectady, NY, a restaurant owner died after being wedged beneath a dumbwaiter that was being repaired. In Washington Heights, a building supervisor was injured after an elevator slid down and struck him while he was working near an elevator shaft in the building. These are only a few instances in an array of devastating and preventable injuries and deaths. The purpose of this bill is to protect the public and prevent injury, by requiring proper training of persons employed to design, construct, inspect, maintain, alter and repair elevators, or other automated people moving conveyances, and by requiring the licensing of contractors and the certification of individuals involved in elevator and other automated people moving conveyances projects.

Legislative history

S.1954 of 2016 (Bonacic) - Favorably reported from Senate Labor Committee, Died in Senate Finance Committee, Passed Assembly S.1945 of 2015 (Bonacic) - Favorably reported from Senate Labor Committee, Died in Senate Finance Committee, Passed Assembly S.2917-C of 2014 (Bonacic) - Favorably reported from Senate Labor Committee, Died in Senate Finance Committee, Passed Assembly S.2917-C of 2013 (Bonacic) - Favorably reported from Senate Labor Committee, Died in Senate Finance Committee, Passed Assembly S.7026-A of 2012 (Bonacic) - Favorably reported from Senate Labor Committee, Died in Senate Finance Committee, Passed Assembly

Fiscal impact on the state

None anticipated.

Effective date

This act shall take effect on the one hundred eightieth day after it shall have become law, provided, however, that effective immediately, the addition, amendment and/or repeal of any rules or regulations necessary for the implementation of this act on its effective date, and the appointment of the board, are authorized and directed to be established, made and completed on or before such effective date.

Summaries, headlines and scores are AI-generated from the official bill text. How we score bills. Source: NYS Open Legislation.