Skip to content
A3934Assembly2019-2020 Session

Create Independent Budget Office

Official title

“Establishes the independent budget office”

Sponsor Steven EnglebrightAD-4+1 co-sponsor
Status
In Assembly Committee
Governmental Operations
Impact
9/10
Transformational
Passage
0%

Bill progress

Step 2 of 7

In committee · Governmental Operations

What's happening

This bill establishes an Independent Budget Office to provide nonpartisan fiscal analysis and budget information to the New York State Legislature and the public.

Why it matters

  1. Ensures greater budget transparency and accountability. By requiring the Independent Budget Office (IBO) to publish regular reports and analyses—including quarterly revenue forecasts and annual five-year fiscal outlooks—the bill aims to make New York’s budget process more open and understandable to both lawmakers and the public.

  2. Provides nonpartisan, expert-driven fiscal analysis. The IBO will be led and advised by individuals with significant experience in finance, economics, public administration, and policy analysis, including experts from academia, labor, business, and civic organizations. This structure is designed to minimize political influence and improve the quality and objectivity of budget information.

  3. Strengthens legislative oversight and decision-making. By giving legislative leaders and committee chairs priority access to fiscal impact statements and executive budget analyses, the bill empowers lawmakers to make more informed choices about proposed legislation and appropriations, potentially leading to better fiscal management and policy outcomes.

  4. Expands public access to budget information. All reports, data, and analyses produced by the IBO must be made available to the public, including online, which could enable journalists, watchdog groups, and citizens to monitor state finances more effectively and participate more meaningfully in budget debates.

The daily · weekday mornings

Albany, before your first meeting.

Every bill that moved yesterday, summarized in a sentence and ranked by impact. The Albany Scorecard follows on Sundays.

Free. Unsubscribe in one click. Want alerts on specific bills? Create an account.

Who cares

  • Legislative leaders and fiscal committees

    The office would provide budget analysis and fiscal impact statements, with priority attention for budget requests from the Assembly speaker, Senate temporary president and fiscal committee chairs.

  • Division of the Budget

    Ten percent of its appropriations would be available each fiscal year to cover the independent budget office’s expenses.

  • State agencies and authorities

    They would have to furnish information to the office’s director, who would gain access to their offices and records to examine operations, management and needs.

  • Labor unions, businesses and budget advocacy organizations

    The advisory committee would include members with experience in these sectors, and the office’s analyses and reports would be publicly available online.

Headline styles

Create Independent Budget Office

Plain English, a few words. Used as the page title.

Sponsors

Primary sponsor
Steven Englebright

Assembly Member · Assembly District 4

1 Co-sponsor

History

  1. Referred to governmental operations
  2. Referred to governmental operations

Full text

4 pagesUnderlined is new[Struck] is removedOfficial text on nysenate.gov ↗

STATE OF NEW YORK

3934

2019-2020 Regular Sessions

IN ASSEMBLY

January 31, 2019

Introduced by M. of A. ENGLEBRIGHT, QUART -- read once and referred to the Committee on Governmental Operations

AN ACT to amend the legislative law, in relation to establishing the independent budget office

The People of the State of New York, represented in Senate and Assembly, do enact as follows:

Section 1. The legislative law is amended by adding a new article 4-B to read as follows:

ARTICLE 4-B

INDEPENDENT BUDGET OFFICE Section 75. Powers and duties of the independent budget office.

76. Director of the independent budget office.

§ 75. Powers and duties of the independent budget office. There shall hereby be established an independent budget office. 1. It shall be the duty of the independent budget office to provide the members and committees of the legislature with information which will assist such officials and bodies in the discharge of their responsibilities which are related to the budgetary process including:

(a) information with respect to the budget, appropriations bills and proposed laws with fiscal implications;

(b) information with respect to estimated revenues and receipts, and changing revenue conditions;

(c) information with respect to the performance and effectiveness of state agencies and programs; and

(d) to the extent practicable, such other information or analyses as may be requested by such officials and bodies, and the general public.

Requests made by the speaker of the assembly, the temporary president of the senate, the chair of the assembly ways and means committee and the chair of the senate finance committee regarding the budget, revenues and expenditures shall receive priority attention.

EXPLANATION--Matter in italics (underscored) is new; matter in brackets

[ ] is old law to be omitted.

LBD07145-01-9

A. 3934 2

2. The independent budget office shall complete a fiscal impact statement: (a) for any bill being considered on an assembly ways and means committee agenda or a senate finance committee agenda, to the extent possible; (b) for any bill at the request of the speaker or minority leader of the assembly or the temporary president or minority leader of the senate; and (c) at the request of a committee chair or ranking member of a committee for any bill referred to their respective committee. Fiscal impact statements shall estimate the impact on state revenues or expenditures.

3. The independent budget office shall submit an analysis of the executive budget by March first of each year to the members of the assembly ways and means committee and the senate finance committee, and make copies of such analysis available to all other members of the legislature and all other individuals, upon request.

4. The independent budget office shall, to the extent practicable, develop proposals for cost effective alternative approaches to meet the public responsibilities of the state.

5. The independent budget office shall publish a report with respect to the expected levels of state revenues by the first day of January, the first day of April, the first day of July and the first day of October of each year.

6. The independent budget office shall publish by December thirtyfirst of each year a report analyzing the fiscal outlook of the state for the next five years.

7. The independent budget office shall, from time to time, publish such reports as may be appropriate to enhance the official and public understanding of the budgetary process and of the budget documents. Such office shall, from time to time, publish such reports as may be necessary or appropriate to provide such information, data and analysis as will enhance official and public understanding of matters relating to state revenues, expenditures, management practices and related matters.

8. The independent budget office may procure up-to-date computer equipment, obtain the services of experts and consultants in computer technology, and develop techniques for the evaluation of revenue projections and budgetary requirements.

9. All information, data, estimates and statistics, and all studies and reports prepared by the independent budget office shall be made available to the public and shall also be made available by electronic means over the internet.

§ 76. Director of the independent budget office. 1. The independent budget office shall be headed by a director who shall be jointly appointed, upon the recommendations of an independent budget office advisory committee, by the speaker of the assembly and the temporary president of the senate. The recommendations for the initial appointment of such director shall be made no later than January fifteenth, two thousand twenty to the committee. Subsequent recommendations shall be made between January second and January fifteenth every sixth year thereafter. The committee shall appoint the initial director no later than February fifteenth, two thousand twenty and such initial director shall take office beginning April first, two thousand twenty. Subsequent appointments shall be made no later than February fifteenth every sixth year thereafter.

2. (a) There shall be an independent budget office advisory committee consisting of: (i) the chair and ranking minority member of the assembly ways and means committee and the chair and ranking minority member of the senate finance committee or their designees; (ii) three members

A. 3934 3

appointed by the speaker of the assembly; (iii) three members appointed by the temporary president of the senate; and (iv) two members, one each appointed by the minority leader in each house of the legislature. The members of the advisory committee shall serve for six year terms, provided, however that of the members first appointed, three shall serve for terms expiring on March thirty-first, two thousand twenty-two; three shall serve for terms expiring on March thirty-first, two thousand twenty-four; and three shall serve for terms expiring on March thirty-first, two thousand twenty-six. The members shall all be individuals with extensive experience and knowledge in the fields of finance, economics, accounting, public administration and public policy analysis including at least one nationally recognized expert in the fields of budget theory and the budget process; one dean or director or former dean or director of a graduate school of business administration, public affairs or public administration located in the state; one officer or former officer or economic advisor of a labor union; one officer or former officer or economic advisor to a business corporation; and one officer or former officer of a civic or public interest advocacy organization involved in budget matters. No individual shall serve consecutive terms.

(b) The independent budget office advisory committee shall develop guidelines for the best practices of the independent budget office. The independent budget office advisory committee shall meet annually with the director to review such guidelines and to make comments and suggestions on the overall practices of the office.

(c) Members of the advisory committee shall receive no compensation but shall be reimbursed for reasonable expenses incurred in connection with their duties.

3. The director of the independent budget office shall be appointed without regard to political affiliation and solely on the basis of fitness to perform the duties assigned by this article. The term of office of the director first appointed shall expire on February fifteenth, two thousand twenty-six, and the terms of office of directors subsequently appointed shall expire on such date in each sixth year thereafter. Any individual appointed to fill a vacancy prior to the expiration of a term shall serve only for the unexpired portion of such term. An individual serving as director at the expiration of the term may continue to serve until a successor is appointed. Any director serving consecutive terms shall be recommended by the independent budget office advisory committee and jointly appointed by the speaker of the assembly and the temporary president of the senate for the second term. No director shall serve more than two terms consecutively.

4. Ten percent of the appropriations made to the division of the budget shall be available to pay for the expenses of the independent budget office during each fiscal year beginning with the first day of April after this section shall have become a law. The director of the independent budget office shall appoint such personnel and procure the services of such experts and consultants, within the appropriations available therefor, as may be necessary for such director to carry out the duties and functions assigned pursuant to this article. Such personnel and experts shall perform such duties as may be assigned to them by the director.

5. The director of the independent budget office shall have access at all reasonable times to offices of state departments, commissions, boards, bureaus and offices, to institutions and to all state authorities and public works of the state and they may, for the purpose of obtaining information as to the method of operation, general condition,

A. 3934 4

management and needs thereof, examine the books, papers and public records therein. Notwithstanding any other provision of law, such state departments, commissions, boards, bureaus, offices, state authorities and institutions shall, through their proper officers or deputies, furnish to the director such data, information or statements as may be necessary for the proper exercise of his or her powers and duties and for the purpose of carrying into effect the provisions of this article.

6. The independent budget office advisory committee shall determine the salary of the director of the independent budget office.

§ 2. This act shall take effect immediately.

Reflowed for reading: line numbers and page breaks removed. Cite the official text.

Summaries, headlines and scores are AI-generated from the official bill text. How we score bills. Source: NYS Open Legislation.