SMITH & MOSES
NYS Legislation Tracker
Bills
Members
Transcripts
Hearings
2023-2024
Bills
Members
Floor
Hearings
A7966 | Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license | Smith & Moses
Back
A7966
Assembly
Companion: S5879
Official Title
Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license
2023-2024 Session
David Weprin
Affects:
Financial Services Law
Status
In Assembly Committee
Banks
Impact Rating
Unable to calculate
Passage Likelihood
Unable to calculate
Bill Progress
✓
Introduced
👥
In Committee
✅
Committee Passed
📋
Floor Calendar
🏛️
Passed Chamber
🔄
Other Chamber
✓
Introduced
👥
In Committee
✅
Committee Passed
📋
Floor Calendar
🏛️
Passed Chamber
🔄
Other Chamber
Summary
Stakeholders
History
2
Full Text
What's Happening
Why It Matters
Waiting for summary...